Which Legally Required Form Divulges Information About Financial Aadvisors

June's portfolio includes 177 shares of Parchar Special Effects, 213 shares of Giaco Household Goods, and 152 shares of Raxin Accounting. If Parchar Special Effects pays a yearly dividend of $8.21 per share, Giaco Household Goods pays $6.97 per share, and Raxin Accounting pays $11.44 per share, how much does June earn in dividends per year? $4,676.66 Say you own 5,715 shares of Sanden Research Labs, each of which pays a yearly dividend of $14.66. How much do you receive in dividends every year? $83,781.90 Geoffrey's portfolio includes 4,462 shares of United Rotators, which earns him $43,772.22 annually. What is the yearly dividend on each share of United Rotators? $9.81 Prince Waste Collection pays a yearly dividend of $14.94 per share of stock. If Prince Waste Collection pays Kathy $46,926.54 in dividends every year, how many shares does Kathy own? 3141 Mark is looking for professional financial assistance. Mark has never invested before and is not quite sure where to start. He knows that he wants to build up investments for future projects such as retirement, but he is not sure how to navigate investment in light of his existing debts. Recommend an appropriate financial professional for Mark. Financial planner Broker P charges a commission of $8.50 for every ten shares of stock, and Broker Q charges a fee of $65.00 for every thousand dollars bought or sold. If stock in Ergar Appliances costs $18.75 per share and you buy 500 shares, which broker is the better deal, and by how much? Broker P will charge $184.38 less than Broker Q. Which of the following services will be provided by a full-service broker but not by a discount broker? I. Research of potential investment opportunities II. Purchase and sale of stock at your request III. Recommendation of investments I and III Stock in Trochel Office Supplies trades at $72.40 per share and pays a yearly dividend of $6.92 per share. If David owns stock in Trochel Office Supplies worth $6,443.60, how much does he get paid in yearly dividends? $615.88 Which legally required form divulges information about financial advisors? Form ADV Darryl's portfolio includes 66 shares of Essentia Inc., 95 shares of SFT Legal, and 180 shares of Grath Oil. If Essentia Inc. pays a yearly dividend of $1.79 per share, SFT Legal pays $2.62 per share, and Grath Oil pays $1.18 per share, how much does Darryl receive in dividends every year? $579.44 Rayje Clothiers stock pays a yearly dividend of $9.03 and trades for $159.50 per share. If Eli owns stock in Rayje Clothiers worth $14,833.50, how much does Rayje Clothiers pay Eli in annual dividends? $839.79 Rod is looking for professional financial assistance. Rod has a solid grasp of how investing works, but needs a way to handle the actual buying and selling of stocks. Rod knows where he wants his portfolio to be over the long term, and he believes that he knows in which companies he wishes to invest. Recommend an appropriate financial professional for Rod. Discount Broker What is a commission, as it relates to the stock market? A fee paid to a broker for making a trade What is the SEC? The government agency which oversees the trading of stock Drius Security stock has a yearly dividend of $12.11. If you own 132 shares of Drius Security, how much do you get paid in quarterly dividends? $399.63 Say you own 316 shares of Esti Transport stock, which offers an annual dividend of $8.16 per share. How much will you receive in quarterly dividends? $644.64 What is the difference between a full-service broker and a discount broker? Full-service brokers charge higher fees than discount brokers, but provide more services. Full-service brokers will help recommend investment opportunities and will do research on companies and mutual funds into which you might consider investing. Discount brokers will generally only allow you to buy and sell stocks and do not make suggestions or offer advice. Andrew owns stock in Hyren Airlines and as a result gets paid dividends worth $539.70 every year. If Andrew owns 105 shares of Hyren Airlines, how big is the dividend each share yields? $5.14 Xyx Motors pays Nick $1,567.46 in dividends every year. If the dividend on one share of Xyx Motors is $4.33, how many shares does Nick own? 362 Which of the following is not something you should consider when evaluating a broker? Whether or not they are registered with FINRA. Brett owns 236 shares of Animite Energy Co., each of which offers a yearly dividend of $3.59. How much money does Brett receive from dividends every year? $847.24 Based on this information, what was yesterday's price for Parchar Special Effects? $119.25 Theo buys 116 shares of Raxin Accounting at $15.66 per share and 165 shares of Sanden Research Labs at $8.57 per share. If Theo's broker charges a commission of $11.50 per ten shares bought or sold, how much does Theo pay in commission? 323.15 The share price of Grath Oil is currently $77.06. Several months ago, when the price was $51.21, Charles bought 186 shares of Grath Oil. If he sells all of his stock in Grath Oil today, how much profit will he make? $4,808.10 Stephen bought 85 shares of United Rotators at $6.34 each, 110 shares of Dowc Beverage Co. at $13.13 apiece, and 133 shares of Esti Transport at $7.10 each. If Stephen's broker collects a commission of $12.50 for every ten shares bought or sold, how much did Stephen spend in total, to the nearest dollar? $3,338 Cynthia's broker charges her a commission of $88 for every $1000 of stock bought or sold. Cynthia bought 2,000 shares of Ombor Medical Supplies at $35.49 apiece. As the price rose and fell, she sold off part of her holdings. When the price rose to $48.57, she sold 600 shares. The price fell somewhat to $46.10, so she sold 1,150 of her shares. When the price climbed to $53.46, she sold off the remainder of her holdings. How much profit did Cynthia make in total? $9,889.82 Kristen owns 61 shares of Prince Waste Collection and 45 shares of Nar Heating/Cooling. Nar Heating/Cooling is worth $7.88 per share and Prince Waste Collection is worth $16.59 per share. If Kristen sells all of her stocks, how much money will she receive? $1366.59 If the lowest price in the past year occurred 35 days ago, find the approximate average change per day since then. $2.08 Melanie purchased 621 shares of Animite Energy at $30.60 apiece. When the price hit $36.23 per share, Melanie sold her holdings in Animite Energy. Melanie's broker charges $48 for each $1,000 of stock bought or sold. How much profit did Melanie make? $1,504.17 Today, Ken sold the 116 shares of Bukkia Hog Farms that he purchased yesterday. How much profit did Ken make? $1,026.60 Geoffrey buys 48 shares of Deegan Pharmaceuticals at $6.15 each, and his broker charges him a commission of $81. How much did Geoffrey pay for his stock? $376.20 What was the price of SFT Legal yesterday? $50.37 Yesterday, stock in Chambers Translation sold for $87.19 per share. Today, the same share costs $95.45. How would the net change appear in a stock listing? 8.26 Stock in Globin Publishing costs $8.72 per share. Mary buys 105 shares of Globin Publishing, and her broker charges a commission of $348. How much did Mary pay for the stock? $1,263.60 Four years ago, Sam invested in Grath Oil. She bought three of its $1,000 par value bonds at a market price of 93.938 and with an annual coupon rate of 6.5%. She also bought 450 shares of Grath Oil stock at $44.11, which has paid an annual dividend of $3.10 for each of the last ten years. Today, Grath Oil bonds have a market rate of 98.866 and Grath Oil stock sells for $45.55 per share. Use the scenario above to consider which statement best describes the relative risk between investing in stocks and bonds. The market price of the bonds is more stable than the price of the company's stock. Why does the government issue only bonds, while companies issue both stocks and bonds? Stock in a company gives the holder part-ownership of the company, with voting rights on big decisions, and profits when the value goes up. The people already vote on happenings in the government and inherently have ownership of the government. Drew has invested in Iwad Records. He owns three par value $1,000 bonds from them, which are currently selling for 99.773. He also owns 600 shares of Iwad Records stock, the current value of which is $5.28 per share. If, when Drew made his investment, Iwad Records bonds had a market price of 94.561 and stock in the same company sold for $5.00 per share, which investment has increased in value more, and by how much? The value of Drew's stocks has increased by $11.64 more than the value of his bonds. Stocks tend to make better short-term investments, while bonds tend to make better long-term investments. Define the concept of risk in investment. Risk refers to the likelihood that your investments will lose value and end up costing you money. For example, if you invest in a stock of a company that later goes bankrupt, you will have lost the money that you invested. The chance that the stock would lose value is the risk you accepted when you invested in the stock. F Chester has a par value $500 bond issued by Harris County. The bond pays 6.2% yearly interest, and has a current market rate of 98.626. If Harris County bonds had a market rate of 101.760 when Chester bought it, what is the current yield on Chester's bond? 0.061 Stock in Ombor Medical Supplies earns a return of 5.3% annually, while bonds issued by Ombor Medical Supplies earns a return of 4.1% annually. If you invest a total of $2,400 in Ombor Medical Supplies, $1,400 of which is in bonds and $1,000 of which is in stocks, which side of the investment will show a greater return after six years, and how much greater will it be? The bonds will earn $26.40 more than the stocks. Five years ago, Benjamin invested in Parchar Special Effects. He purchased four par value $1,000 bonds from Parchar Special Effects at a market rate of 96.230. Each bond had an interest rate of 7.2%. Benjamin also purchased 200 shares of stock in the same company, each of which cost $19.08 and had a yearly dividend of $2.04. Today, bonds from Parchar Special Effects have a market rate of 104.595, and stock in Parchar Special Effects costs $22.62. If Benjamin liquidates his portfolio and sells all of his investments, which aspect of his investment will have yielded him a greater total profit, and how much greater is it? The stocks yielded $973.40 more in profits than the bonds.